Types of operations

The registry entries crediting and debiting of securities from the account of the nominee / Trustee

We pay your attention to features of a transfer of stock in a nominal continence / return from a nominal continence in the presence in the register of the account of NР of the Central depositary.

Transfer of securities into the account of the nominal holder is made on the basis of the transfer order of the owner of securities or other nominal holder. The registrar has no right to demand providing the agreement between the nominal holder and his client.

When obtaining the order by the nominal holder from the owner about write-off of securities from the account of the nominal holder and entering of information on the owner into the register the nominal holder sends to the registrar the transfer order at which charges to charge off the account necessary number of securities with attached documents, necessary for opening of personal account of the registered person.

When entering records into the register as a result of the transaction with simultaneous transfer of securities in a nominal continence data on the nominal holder are entered in the register on the basis of the transfer order of the registered person, without entering into the register of records about the new owner getting securities. In this case the basis for entering of records into the register is the contract on the basis of which securities, and the contract on the basis of which the nominal holder serves the client are alienated.

A transfer of securities from the account of the trustee into the account of the owner is made on the basis of the transfer order provided to the registrar by the trustee, and also by a court decision and to other bases provided by the legislation of the Russian Federation.

Documents to provide

1. The transfer order signed by the registered person transferring securities, or his authorized representative.
2. In case of signing of the transfer order by the authorized representative of the registered person transferring securities, notarially certified power of attorney of the authorized representative to the right of implementation of the corresponding actions (for individuals or in case of retrust from legal entities) or the original of the power of attorney (for legal entities).
The register has to contain the signature sample of the authorized representative testified notarially or the head of the legal entity having the right to act on behalf of the legal entity without power of attorney, and signature which sample (properly issued) is available in SVR or executed in the presence of the Registrar.
3. Documents of the registered person transferring the securities provided when opening personal account (in case of their absence at the registrar).
4. The documents necessary for opening of personal account for the person into which account securities have to be enlisted (in case of their absence at the registrar).
5. At alienation of property of the minor till 14 years, the written permission of agencies of guardianship and guardianship for transaction (the notarized copy).
6. Executing transaction with securities of the minor of 14 years (in the cases provided by the legislation of the Russian Federation), the written consent of lawful representatives of the minor to transaction, and also permission of agencies of guardianship and guardianship to delivery of such consent to lawful representatives (the notarized copy).
7. The document on fee of the registrar or the letter of guarantee (for legal entities).

The shown documents

Identification of the person who provided documents.

Documents are provided:

• personally by registered person transferring securities or the person on whose personal account securities have to be enlisted
• authorized representative of one of these persons
• in all ways of a mail service (when providing the transfer order signed by the authorized representative the power of attorney with the signature sample of the authorized representative in addition is provided)

Operation results

Operation is executed in the register within 3 (three) working days.
Information on results of the performed operation is provided by the registrar according to the WRITTEN ORDER of the registered person.
Refusal of entering of record into the register containing causes of failure and actions which are to be undertaken for to eliminate the reasons interfering entering of record into the register goes to the registered person within 3 (three) working days.